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DRAFT EUROPEAN PARLIAMENT LEGISLATIVE RESOLUTION
on the proposal for a directive of the European Parliament and of the Council amending Directive 2009/21/EC on compliance with flag State requirements
(COM(2023)0272 – C90188/2023 – 2023/0172(COD))
(Ordinary legislative procedure: first reading)
The European Parliament,
– having regard to the Commission proposal to Parliament and the Council (COM(2023)0272),
– having regard to Article 294(2) and Article 100(2) of the Treaty on the Functioning of the European Union, pursuant to which the Commission submitted the proposal to Parliament (C90188/2023),
– having regard to Article 294(3) of the Treaty on the Functioning of the European Union,
– having regard to the opinion of the European Economic and Social Committee of 20 September 2023,
– after consulting the Committee of the Regions,
– having regard to Rule 59 of its Rules of Procedure,
– having regard to the opinion of the Committee on Fisheries,
– having regard to the report of the Committee on Transport and Tourism (A9-0418/2023),
1. Adopts its position at first reading hereinafter set out;
2. Calls on the Commission to refer the matter to Parliament again if it replaces, substantially amends or intends to substantially amend its proposal;
3. Instructs its President to forward its position to the Council, the Commission and the national parliaments.
Amendment 1
Proposal for a directive
Recital 1 a (new)
Amendment 2
Proposal for a directive
Recital 7 a (new)
Amendment 3
Proposal for a directive
Recital 9
Amendment 4
Proposal for a directive
Recital 11
Amendment 5
Proposal for a directive
Recital 14
Amendment 6
Proposal for a directive
Recital 14 a (new)
Amendment 7
Proposal for a directive
Recital 15 a (new)
Amendment 8
Proposal for a directive
Recital 16 a (new)
Amendment 9
Proposal for a directive
Recital 21
Amendment 10
Proposal for a directive
Article 1 – paragraph 1 – point -1 (new)
Directive 2009/21/EC
Article 1 – paragraph 1
Amendment 11
Proposal for a directive
Article 1 – paragraph 1 – point 2
Directive 2009/21/EC
Article 4 – paragraph 1
Amendment 12
Proposal for a directive
Article 1 – paragraph 1 – point 3
Directive 2009/21/EC
Article 4a – paragraph 3
Amendment 13
Proposal for a directive
Article 1 – paragraph 1 – point 3
Directive 2009/21/EC
Article 4b – paragraph 4
Amendment 14
Proposal for a directive
Article 1 – paragraph 1 – point 3
Directive 2009/21/EC
Article 4c – paragraph 2
Amendment 15
Proposal for a directive
Article 1 – paragraph 1 – point 3
Directive 2009/21/EC
Article 4c – paragraph 2 a (new)
Amendment 16
Proposal for a directive
Article 1 – paragraph 1 – point 5
Directive 2009/21/EC
Article 6 – paragraph 1 – introductory part
Amendment 17
Proposal for a directive
Article 1 – paragraph 1 – point 5
Directive 2009/21/EC
Article 6 – paragraph 1 – point a a (new)
Amendment 18
Proposal for a directive
Article 1 – paragraph 1 – point 5
Directive 2009/21/EC
Article 6 – paragraph 1 – point e
Amendment 19
Proposal for a directive
Article 1 – paragraph 1 – point 5
Directive 2009/21/EC
Article 6 – paragraph 1 – point e a (new)
Amendment 20
Proposal for a directive
Article 1 – paragraph 1 – point 5
Directive 2009/21/EC
Article 6 – paragraph 2
Amendment 21
Proposal for a directive
Article 1 – paragraph 1 – point 6
Directive 2009/21/EC
Article 6a – paragraph 4
Amendment 22
Proposal for a directive
Article 1 – paragraph 1 – point 6
Directive 2009/21/EC
Article 6a – paragraph 5
Amendment 23
Proposal for a directive
Article 1 – paragraph 1 – point 7
Directive 2009/21/EC
Article 7 – paragraph 1
Amendment 24
Proposal for a directive
Article 1 – paragraph 1 – point 7
Directive 2009/21/EC
Article 7 – paragraph 2
Amendment 25
Proposal for a directive
Article 1 – paragraph 1 – point 8 – point a
Directive 2009/21/EC
Article 8 – paragraph 1 – subparagraph 3
Amendment 26
Proposal for a directive
Article 1 – paragraph 1 – point 9
Directive 2009/21/EC
Article 9
Amendment 27
Proposal for a directive
Article 1 – paragraph 1 – point 10
Directive 2009/21/EC
Article 9a – paragraph 1 – subparagraph 1
Amendment 28
Proposal for a directive
Article 1 – paragraph 1 – point 10
Directive 2009/21/EC
Article 9a – paragraph 1 – subparagraph 2
Amendment 29
Proposal for a directive
Article 1 – paragraph 1 – point 10
Directive 2009/21/EC
Article 9a – paragraph 2 – point c
Amendment 30
Proposal for a directive
Article 1 – paragraph 1 – point 10
Directive 2009/21/EC
Article 9b – paragraph 1
Amendment 31
Proposal for a directive
Article 1 – paragraph 1 – point 10
Directive 2009/21/EC
Article 9b – paragraph 1 – point a – point iv a (new)
Amendment 32
Proposal for a directive
Article 1 – paragraph 1 – point 10
Directive 2009/21/EC
Article 9b – paragraph 1 – point a – point iv b (new)
Amendment 33
Proposal for a directive
Article 1 – paragraph 1 – point 10
Directive 2009/21/EC
Article 9b – paragraph 1 a (new)
EXPLANATORY STATEMENT
The Rapporteur welcomes the Commission proposal to revise the Directive 2009/21/EC on compliance with flag State requirements. It should improve the quality of inspections of EU-flagged ships, provide for a better oversight of recognised organisations carrying out work under the responsibility of a flag state and set up a more harmonised training system for the European inspectors. In turn, this should lead to a better enforcement of safety rules, less pollution from shipping and better compliance of the EU Member States with their obligations as flag States under the IMO regime.
The Rapporteur supports the obligation to have a quality management system as well as a broader use of modern digital technologies, in particular in the field of electronic certificates and interoperability of EMSA databases that could be consulted by European port state authorities in preparation for a port state inspection of a European flagged ship.
The Rapporteur believes that digitization and automation of the maritime sector have a significant potential to contribute to the reduction of its emissions and play a key role in its decarbonisation, in line with the ambitions of the Green Deal. She is also convinced that in order to preserve the competitiveness, the European maritime transport sector must participate in the Union's efforts to reduce greenhouse gas emissions and to achieve climate neutrality by 2050 at the latest, in line with the Paris Agreement. To this end, she is of the opinion that Member States should use the Union Maritime Information and Exchange System (SafeSeaNet) and services established by Directive 2002/59/EC and proposes that electronic certificates become mandatory for all member states already after three years from the date of entry into force of this Directive.
In order to improve safety and ensure level playing field, the rapporteur is also convinced that training programs provided by EMSA to flag State authorities should favour more harmonised approach and should be continued, reinforced and extended to cover Maritime Labour Convention- related aspects in more detail. EMSA should facilitate coordination, as well as an exchange of information and of good practice between flag State authorities in this regard. The Rapporteur would like to see the inspections to reflect on the working conditions, safety and environmental performance of all ships flying the flag of Member States and therefore include accurate data on crews’ working and resting hours. Flag states should revise the guidelines provided to their inspectors and those authorised to act on their behalf to include systematic verification of these records' accuracy.
The rapporteur is of the opinion that to eliminate unwanted practices like the reflagging of vessels and the use of open registries, there should be a 'genuine link' between the actual owner of a vessel and the flag the vessel flies, in accordance with the United Nations Convention on the Law of the Sea (UNCLOS Article 5 of the 1958 Convention and Article 91(1) of the 1982 UN Convention of the Law of the Sea (UNCLOS). Accordingly, shipowners should be obliged to pay social security contributions under the flag they are sailing unless the employee pays them according to the law of the state in which they reside.
Finally, the Commission proposal sets up an expert group on flag state requirements to provide a platform for the exchange of best practice and in order to develop a joint approach to flag state inspections and a common reporting format. While the rapporteur agrees with this idea and believes that adequate capacity and competence building should be maintained and promoted, she considers that the solutions and recommendations developped by the expert group should should not penalise well-performing administrations.
ANNEX: ENTITIES OR PERSONS FROM WHOM THE RAPPORTEUR HAS RECEIVED INPUT
Pursuant to Article 8 of Annex I to the Rules of Procedure, the rapporteur declares that she has received input from the following entities or persons in the preparation of the report, until the adoption thereof in committee:
The list above is drawn up under the exclusive responsibility of the rapporteur.
29.11.2023
OPINION OF THE COMMITTEE ON FISHERIES
for the Committee on Transport and Tourism
on the proposal for a directive of the European Parliament and of the Council amending Directive 2009/21/EC on compliance with flag State requirements
(COM(2023)272 – C90188/2023 – 2023/0172(COD))
Rapporteur for opinion: Ana Miranda
SHORT JUSTIFICATION
Recital 1
Or. en
Amendment 2
Proposal for a directive
Recital 2
Recital 1 a (new)
Or. en
Justification
This Directive rightly emphasizes the safety of Union shipping and environmental protection. However, it could benefit from a more explicit acknowledgment of the importance of fair labour conditions and the welfare of seafarers, which are critical aspects of maritime operations.
Amendment 3
Proposal for a directive
Recital 2
Amendment 4
Proposal for a directive
Recital 2 a (new)
Amendment 5
Proposal for a directive
Recital 5
Justification
The Directive maintains the independence of maritime accident investigations, which is essential. Still, it should also underscore the significance of thorough reporting, transparency, and accountability in these investigations to ensure that lessons are learned and applied to prevent future accidents.
Amendment 6
Proposal for a directive
Recital 7
Or. en
Amendment 7
Proposal for a directive
Recital 8
Justification
Whereas theoretical experience may not be the most useful for inspections, observational experience can significantly benefit Member States in implementing a best-case scenario based on the modus operandi in other countries by providing practical insights, learning opportunities, and a foundation for informed decision-making.
Amendment 8
Proposal for a directive
Recital 9
Justification
The capacity-building program for flag State surveyors and inspectors is a positive step. To enhance this, ongoing professional development and training opportunities could be emphasized to ensure that these professionals remain well-equipped to adapt to evolving safety and environmental standards.
Amendment 9
Proposal for a directive
Recital 11
Amendment 10
Proposal for a directive
Recital 12 a (new)
Justification
Ensuring access to information for relevant authorities is crucial for monitoring purposes. In addition to this, provisions could be made to protect whistle-blowers who report safety or environmental violations, contributing to a culture of transparency and accountability.
Amendment 11
Proposal for a directive
Recital 12 b (new)
Justification
The Directive should also provide clear mechanisms for workers to report safety and environmental concerns, fostering a proactive approach to safety.
Amendment 12
Proposal for a directive
Recital 17
Justification
Establishing a high-level group for flag State matters is a positive development. Still, it could be strengthened by including representation from workers and their representatives to ensure a holistic approach to maritime governance.
Amendment 13
Proposal for a directive
Recital 18
Amendment 14
Proposal for a directive
Article 1 – paragraph 1 – point 2
Directive 2009/21/EC
Article 4 – paragraph 1
Amendment 15
Proposal for a directive
Article 1 – paragraph 1 – point 3
Directive 2009/21/EC
Article 4a
Amendment 16
Proposal for a directive
Article 1 – paragraph 1 – point 3
Directive 2009/21/EC
Article 4a
Amendment 17
Proposal for a directive
Article 1 – paragraph 1 – point 3
Directive 2009/21/EC
Article 4a
Amendment 18
Proposal for a directive
Article 1 – paragraph 1 – point 3
Directive 2009/21/EC
Article 4a
Amendment 19
Proposal for a directive
Article 1 – paragraph 1 – point 3
Directive 2009/21/EC
Article 4a
Amendment 20
Proposal for a directive
Article 1 – paragraph 1 – point 3
Directive 2009/21/EC
Article 4a
Amendment 21
Proposal for a directive
Article 1 – paragraph 1 – point 3
Directive 2009/21/EC
Article 4a
Amendment 22
Proposal for a directive
Article 1 – paragraph 1 – point 5
Directive 2009/21/EC
Article 6
Amendment 23
Proposal for a directive
Article 1 – paragraph 1 – point 5
Directive 2009/21/EC
Article 6
Amendment 24
Proposal for a directive
Article 1 – paragraph 1 – point 5
Directive 2009/21/EC
Article 6
Amendment 25
Proposal for a directive
Article 1 – paragraph 1 – point 5
Directive 2009/21/EC
Article 6
Amendment 26
Proposal for a directive
Article 1 – paragraph 1 – point 5
Directive 2009/21/EC
Article 6
Amendment 27
Proposal for a directive
Article 1 – paragraph 1 – point 5
Directive 2009/21/EC
Article 6
Amendment 28
Proposal for a directive
Article 1 – paragraph 1 – point 5
Directive 2009/21/EC
Article 6
Amendment 29
Proposal for a directive
Article 1 – paragraph 1 – point 5
Directive 2009/21/EC
Article 6
Amendment 30
Proposal for a directive
Article 1 – paragraph 1 – point 5
Directive 2009/21/EC
Article 6
Amendment 31
Proposal for a directive
Article 1 – paragraph 1 – point 5
Directive 2009/21/EC
Article 6
Amendment 32
Proposal for a directive
Article 1 – paragraph 1 – point 10
Directive 2009/21/EC
Article 9a
Amendment 33
Proposal for a directive
Article 1 – paragraph 1 – point 10
Directive 2009/21/EC
Article 9a
Amendment 34
Proposal for a directive
Article 1 – paragraph 1 – point 10
Directive 2009/21/EC
Article 9a
Amendment 35
Proposal for a directive
Article 1 – paragraph 1 – point 10
Directive 2009/21/EC
Article 9a
Amendment 36
Proposal for a directive
Article 1 – paragraph 1 – point 10
Directive 2009/21/EC
Article 9a
Amendment 37
Proposal for a directive
Article 1 – paragraph 1 – point 10
Directive 2009/21/EC
Article 9a
Amendment 38
Proposal for a directive
Article 1 – paragraph 1 – point 10
Directive 2009/21/EC
Article 9b
Amendment 39
Proposal for a directive
Article 1 – paragraph 1 – point 10
Directive 2009/21/EC
Article 9b
Amendment 40
Proposal for a directive
Article 1 – paragraph 1 – point 10
Directive 2009/21/EC
Article 9b
Amendment 41
Proposal for a directive
Article 1 – paragraph 1 – point 10
Directive 2009/21/EC
Article 9b
ANNEX: ENTITIES OR PERSONS FROM WHOM THE RAPPORTEUR HAS RECEIVED INPUT
The rapporteur declares under her exclusive responsibility that she did not receive input from any entity or person to be mentioned in this Annex pursuant to Article 8 of Annex I to the Rules of Procedure.
PROCEDURE – COMMITTEE ASKED FOR OPINION
FINAL VOTE BY ROLL CALL IN COMMITTEE ASKED FOR OPINION
PROCEDURE – COMMITTEE RESPONSIBLE
FINAL VOTE BY ROLL CALL IN COMMITTEE RESPONSIBLE